IIA-CFSA-BANK Q&As - in .pdf

IIA-CFSA-BANK pdf
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Oct 06, 2026
  • Q & A: 0 Questions and Answers
  • PDF Price: $888.00
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  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Oct 06, 2026
  • Q & A: 0 Questions and Answers
  • PDF Version + PC Test Engine + Online Test Engine
  • Value Pack Total: $1776.00  $908.00

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IIA-CFSA-BANK Testing Engine
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Oct 06, 2026
  • Q & A: 0 Questions and Answers
  • Software Price: $888.00
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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Auditing Financial Services Products25%- Banking products and services
  • 1. Investment and trust services
    • 2. Commercial lending
      • 3. Retail banking
        • 4. Treasury and cash management
          Topic 2: Banking Discipline20%- Banking-specific knowledge
          • 1. Interest rate risk
            • 2. Liquidity risk
              • 3. Capital management
                • 4. Asset and liability management
                  • 5. Credit risk management
                    • 6. Bank governance and regulatory expectations
                      Topic 3: Regulatory Environment15%- Banking regulations and compliance
                      • 1. Regulatory agencies and oversight
                        • 2. Capital adequacy and risk management requirements
                          • 3. Anti-money laundering requirements
                            • 4. Consumer protection regulations
                              Topic 4: Auditing Financial Services Processes15%- Operational auditing
                              • 1. Deposit operations
                                • 2. Information systems and technology controls
                                  • 3. Loan processing
                                    • 4. Fraud prevention and detection
                                      Topic 5: Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Financial services risk identification
                                        • 2. Audit engagement planning
                                          • 3. Internal control evaluation

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